Legal

Legal, privacy and disclosures.

Notices governing the use of this website, the handling of information submitted through it and the nature of the services Pearlfield Capital Advisors provides.

Website Notices

General website notices.

Informational purposes only

The information on this website is provided for general informational purposes only. It does not constitute investment, legal, tax or accounting advice, and it should not be relied upon as the basis for any financial, transaction or ownership decision. No advisory relationship is created by visiting this website or by contacting Pearlfield Capital Advisors.

No offer or solicitation

Nothing on this website constitutes an offer to sell or a solicitation of an offer to buy any security, nor a recommendation regarding any security or transaction.

Representative transaction experience

Transactions described on this website as representative experience reflect professional experience completed prior to the formation of Pearlfield Capital Advisors. They are not presented as engagements of the firm, and past experience is not a guarantee or prediction of future results.

Confidentiality of communications

Information submitted through this website or by telephone is handled with discretion, but no unencrypted communication should be treated as secure. Please do not send confidential or competitively sensitive information before an engagement or confidentiality agreement is in place.

Awaiting Counsel

Documents to be supplied before launch.

The three sections below are deliberately blank. They are legal and regulatory instruments and should be drafted or approved by the firm’s counsel and compliance advisors rather than written for the site. The page structure, headings and navigation are in place so the approved text can drop straight in.

Privacy Policy

To be supplied. Expected to cover: what information the site collects (including any analytics), how it is used and retained, third-party processors, cookie usage and the disclosures required by applicable state privacy law — including the Texas Data Privacy and Security Act if the firm does business in Texas.

Terms of Use

To be supplied. Expected to cover: acceptable use of the site, intellectual-property ownership, third-party links, limitation of liability, disclaimer of warranties, governing law and venue.

Required Disclosures

To be supplied by the firm and its compliance counsel. Any securities, broker-dealer or investment-banking disclosures required for the firm’s activities — including registration status, any affiliation with a registered broker-dealer, the states in which the firm conducts business, and any FINRA/SIPC or M&A-broker exemption language that must appear. This site does not assert any registration status on the firm’s behalf.

Contact

Questions about this website?

Pearlfield welcomes a conversation with companies and owners evaluating a significant M&A, capital or ownership decision.

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